COMCOSER

CONSULTING

COMPLIANCE AND GOVERNANCE

Whether you are a small business or a major corporation, you need to have a compliance system in place – both for your own protection and satisfying legal requirements. You also need to ensure your system meets the special needs of your operations in Greater China. Our consultants have the experience of setting up compliance systems, conducting investigations, handling regulatory investigations and providing training, from the perspectives of inhouse legal teams as well as external legal advisors.

• Review your jurisdictional requirements, e.g. FCPA, UK Bribery Act
  
• Understand the nature, size and complexity of your business, with a view to identifying the risk areas of your operations
  
• Design Code of Conduct, complaint, investigation, case handling and reporting procedure specific to your operations
  
• Continuously monitor and update the compliance programs, including analysis of reported cases, system risks and violation trends
  
• Design training programs and conduct training courses specific to your operational needs
  
• Review complaints, conduct investigations, prepare reports, advise on follow up actions

In addition, we provide retainer services ranging from setting up corporate entity to handling your regulatory filings (annual returns, shareholder and director appointments etc.) and custody of corporate records, such that you can be sure of due compliance without the administrative burdens.